Equity Dealer

Job Title: Equity Dealer

Department: Equity/Trading/Wealth Management

Reports To: Head of Trading / Branch Manager / Senior Dealer

Employment Type: Full-time

Job Summary:

We are seeking a skilled and proactive Equity Dealer to manage the execution of equity trades for clients, ensure compliance with regulatory guidelines, and provide market insights to investors. The ideal candidate should have a strong understanding of stock markets, excellent communication skills, and the ability to manage client relationships effectively.

Key Responsibilities:

• Execute buy and sell orders on behalf of clients in equity and equity derivatives markets.
• Monitor client positions and ensure adherence to risk limits and margin requirements.
• Provide real-time market updates and stock recommendations to clients.
• Build and maintain strong relationships with clients and ensure high levels of customer satisfaction.
• Generate revenue through client trades and cross-sell other financial products.
• Stay updated on market trends, economic news, and stock performance.
• Coordinate with back-office teams for trade confirmation and settlement-related activities.
• Ensure all trades are executed in compliance with SEBI (or relevant regulatory authority) guidelines.
• Assist clients with account opening and onboarding processes.
• Maintain proper documentation and records for audit and compliance purposes.

Requirements:

• Bachelors degree in Finance, Commerce, Economics, or related field.
• NISM Series VIII (Equity Derivatives) and Series VII (Securities Operations and Risk Management) certifications are mandatory (India-specific).
• Proven experience (13 years) as an Equity Dealer or in a similar role.
• Strong understanding of stock markets, trading platforms (e.g., ODIN, NSE NOW, NEST).
• Good analytical and numerical skills.
• Excellent communication and interpersonal skills.
• Ability to work in a high-pressure, fast-paced trading environment.