Transaction & Compliance Officer (GIFT City Based)

Transaction & Compliance Officer - GROWTH Fund (IFSCA/ GIFT City) & Indovation Fund (SEBI). Role based out of Ahmedabad Gandhinagar Area, Gujrat
About Us - SucSEED Indovation Fund (https://www.sucseed-indovation.com) is an early stage focused SEBI Registered Cat-1 Fund with a corpus of INR 300Cr having more than 60 portfolio companies across various sectors. SucSEED has also launched a Growth Fund, at GIFT City, under the IFSCA regime.
About the position - SucSEED is seeking a proactive, organized and experienced Transaction & Regulatory Compliance officer with excellent organization and management skills to support the proposed fund at GIFT City, Gandhinagar/ Ahmedabad as well as handle the current fund regulated with SEBI. We are looking for a highly motivated, hands-on manager who takes initiative and flourishes in a fast-paced, dynamic environment.
Job Location - GIFT City, Ahmedabad Gandhinagar Area, Gujrat, INDIA
Key Responsibilities

• Oversee Investment Transactions to manage various Risk types within the agreed Framework & thresholds.
• Compliances of IFSCA regulations, SEZ regulations, SEBI AIF Regulations and leading the compliance and risk management of the SucSEED Indovation Funds.
• Build infra, systems and process for GIFT City compliances and risk management
• Handling statutory filings and submissions in Gift City specifically with respect to renewal of various certificates, licences, leases, reporting etc.
• Subject matter expertise on Core Compliance policies and underlying regulatory requirements, including maintaining an up to date knowledge of changes in key regulatory requirements, regulatory focus and risk themes impacting the above mentioned processes. This also includes identification and analysis of key regulatory risks identified as part of the BAU processes.
• Define Broad Risk Management Framework for the Fund, and define Risk Thresholds as per the Risk Appetite of the Fund.
• Liaison and deal with the regulators, trustees, auditors etc. from time to time
• Should keep abreast with the latest regulatory changes/ requirements and adhere to such requirements especially related to IFSC regulations, SEBI AIF regulations and SEZ regulations
• Seek opportunities within Core Compliance frameworks to bolster controls and assure transparency and enhanced issue identification through relevant metrics / reporting measures.
• Responsible for compilation of various reports/ information as statutorily required to be maintained, for submission to Boards, various regulatory (IFSCA/ GIFT SEZ/ AMC/ Trustees etc), statutory and other adjacent authorities (RBI, SEBI, AMFI etc, if any)
• Drafting of Scheme Information Documents and get the same reported to IFSCA. Updating Scheme Information Documents and Statement of Additional Information within the time frame set.
  

Essential Requirements

• Minimum 5 years prior experience in a compliance role with a SEBI registered AIF/fund manager, portfolio manager, investment advisor or research analyst entity or financial services sector. NO DEVIATIONS accepted.
• You should be a member of the Institute of Company Secretaries of India (ICSI), preferably alongwith Chartered Accountant (CA) or a law degree from any Indian Educational Institution.
  

Desired Skills

• Good drafting skills with an understanding of AIF business
• Experience of financial services sector and fund structure.
• Possess good inter-personal skills and maintain cordial relationships with internal and external stakeholders
• Experience in working with internal and external stakeholders in matrix structures.
• Possess good oral, written communication, and interaction skills with fluency in English and Hindi.
• Be ambitious and passionate and ability to work effectively under pressure.
  

Work Environment details

• Founder-led entrepreneurial set-up which is defined by speed, agility and creativity, within limited resources to deliver.
• Highly empowered and critical role, which makes a difference to SucSEED Indovation ecosystem.
• Young, energetic, and highly talented Teams
• Hard work is the defining aspect of the organization
  

Mode of Work: Hybrid Work from office, with periodic visits to our Head-office at Hyderabad or to our Portfolios locations.

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What do you get in return

• Be part of a growing/ amazing team - A great opportunity to be part of 1-10 journey of a new-age technology based fund in a risk-adjusted environment with high upside for initial members.
• High energy and ownership and work on large Variable Pay structure to grow with growing fund.
• Trust over control - We believe in strong business fundamentals and possess vision for scale from day 1. Truly, people are our greatest winners and we want to make sure your full potential is met in the job.
• Numerous on-the-job-and-beyond learning opportunities - We would encourage if collectively within the team, you can prepare a curated list of courses you can dive into to grow!
  

Compensation & Benefit - SucSEED Provides Competitive Compensation Including Base Salary, Performance-based Bonus Programs, And Other Allowances. Our C&B Policy Includes But Not Limited To

• Competitive Compensation
• Flexible Work environment
• 26 days Annual Leave + Public Holidays
• Group Health & Personal Accident Insurance
• Career Development Programs
• Business Resource Groups & Mentoring Programs
  

Next Steps

• Apply online and/or send us your updated CV - if you can mention how you have enriched your previous organization in a cover letter, that would be great!
• If we find your profile suitable, we will have our Team to reach out to you to understand your profile/ interests and how best we can align mutually.
• You would have a Technical interview as the next rounds.
• Finally, you would have a chat with our leadership team
  

Skills: risk management,transaction coordination,regulatory filings,sebi regulations,compliance,financial services,regulations,inter-personal skills,transaction management,regulatory compliance,roc,legal administration,sez,regulatory affairs,aif,risk,communication skills,regulatory knowledge,drafting skills,ifsca