Compliance Head - NBFC - CS/LLB/CA

Leadership Opportunity - Compliance Head

• Location: Mumbai
• Experience: 6-12 Years
• Qualification: CS / LLB / CA
• Mantra Capital is looking for an experienced Compliance Head to lead and strengthen the compliance function of a BSE-listed, RBI-regulated NBFC.

This is a high-impact leadership role reporting directly to the Managing Director, with ownership across regulatory compliance, governance, AML/PMLA, RBI filings and regulatory stakeholder management.

Key Responsibilities:

• Own RBI regulatory filings, returns and compliance calendar
• Drive RBI, SEBI LODR, ROC & Stock Exchange compliance
• Oversee Board & Committee governance and secretarial compliance
• Strengthen AML / PMLA, FIU-IND, CKYC & CERSAI frameworks
• Lead RBI/SEBI regulatory inspections and closure of observations
• Identify and mitigate regulatory & compliance risks
• Present compliance dashboards and updates to the MD & Board
• Build a strong compliance culture and lead the compliance team

Ideal Candidate:

• 6-12 years of progressive compliance experience in NBFC / BFSI
• Hands-on experience with RBI regulatory filings
• Strong knowledge of RBI Master Directions & NBFC Scale Based Regulation
• Experience with SEBI LODR, Companies Act 2013, AML/PMLA & FIU-IND
• Listed-entity secretarial compliance experience preferred
• Strong leadership, ownership, integrity and executive presence

Job Details:

• Location: Mumbai - Head Office
• Position: Compliance Head
• Industry: NBFC / Financial Services
• Compensation: Commensurate with experience and market benchmarks
• If you are a compliance professional ready to take ownership of a critical leadership function in a listed and regulated NBFC, we would like to hear from you.