Company Secretary Cum Chief Compliance Officer - BFSI

• Position: Company Secretary cum Chief Compliance Officer
• Key Responsibilities
• Regulatory Compliance:

• Ensure compliance with RBI regulatory and supervisory directions for Middle Layer NBFCs.
• Design and implement a compliance testing manual aligned with RBI requirements.
• Handle RBI inspections, risk-based supervisory audits, and submission of responses.
• File statutory returns and forms with RBI and MCA.
• Monitor and report AML/KYC transactions to FIU.
• Ensure compliance with Companies Act, SEBI, RBI, FEMA (FDI) and related frameworks.

Governance & Board Support

• Manage Board and Committee governance, including preparation of agendas, notices, and minutes.
• Lead corporate actions such as mergers, capital infusion, and name changes.
• Draft and review policies under NBFC regulations, Companies Act, and SEBI guidelines.

Capital Market & Debt Compliance

• Oversee compliance for issuance and listing of debentures.
• Ensure adherence to SEBI and RBI requirements for debt instruments.

Training & Collaboration

• Facilitate training programs on compliance policies, Fair Practice Code (FPC), and KYC norms.
• Collaborate with cross-functional teams to ensure effective implementation of compliance regulations.

• Candidate Profile
• Qualifications: Company Secretary (CS) - mandatory
• Experience: Minimum 12-15 years in NBFC/financial institutions with proven expertise in compliance, governance, and legal functions.
• Skills & Competencies:

• Strong knowledge of RBI, SEBI, MCA, and FEMA regulations.
• Expertise in corporate governance, compliance testing, and regulatory audits.
• Excellent drafting and legal documentation skills.
• Ability to lead compliance culture across the organization.
• Strong communication and leadership skills.