Regulatory Compliance Manager
Risk Management & Compliance
93+ Applicants
Posted: 9 months ago
5-9 years
Maharashtra,
Navi Mumbai
Work from Office
Posted: 9 months ago
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Applicants: 93+
Job Description
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Job Description
- As a Regulatory Compliance professional at a Private Bank in Navi Mumbai, you will be responsible for overseeing the daily regulatory compliance requirements related to RBI, PMLA, UIDAI, NPCI, CKYC, etc. This includes circulating regulatory guidelines, maintaining compliance trackers, ensuring follow-ups, and confirming adherence to guidelines. You will also be tasked with promptly sharing regulatory correspondences with stakeholders, submitting responses after verifying accuracy and completeness, and updating compliance status for executive and board-led committees. Additionally, you will manage end-to-end compliance testing, including planning, execution, result validation, and ensuring closure of identified observations.
In this role, you will handle various cross-functional compliance matters such as reviewing product proposals from a compliance standpoint, assessing agreements with vendors and business partners for compliance adherence, managing internal audits of the compliance department, and ensuring timely closure of audit reports. You will also coordinate with departments for Risk-Based Supervision (RBS) audits, share observations, ensure compliance, and submit timely responses.
Your responsibilities will also include overseeing dashboard management by tracking action items from Board, Board-led, and Management Committee meetings, monitoring pending compliance actions related to regulatory guidelines, and keeping track of open compliance testing observations and their resolution timelines. Furthermore, you will be responsible for managing documentation and reporting for Board and Management Committees. This involves preparing presentations and notes for compliance-related discussions at various committee meetings, verifying that draft and final minutes of meetings accurately reflect the discussions held, and coordinating with the Company Secretary (CS) team to ensure timely submission of notes, presentations, meeting minutes, and Action Taken Reports (ATR), if applicable.
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Skills
ManagementRBI ReportingRegulatory ComplianceRBI RegulationsRBIGuidelinesCompliance TestingRiskBased SupervisionIf an employer asks you to pay any kind of fee, please notify us immediately. Jobaaj does not charge any fee from the applicants and we do not allow other companies also to do so.
Important dates & deadlines?
Application Deadline
21 Oct 25, 02:30 PM IST
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