Internal Audit Manager

Key Responsibilities:

• Executing and managing the business & support process audits assigned as per the approved annual audit plan (For e.g. Sales, Credit, Central Operations, Debt Management, HR, Finance, Legal, Compliance, Risk, Treasury, etc)
• Determining the audit scope in consultation with the seniors
• Carrying out process & system walkthroughs and drawing the risk & control matrix under seniors supervision and determine the audit procedures to be carried out
• Assisting the team in executing the audits and performing audit procedure
• Drafting Audit observations report and discussing the same with seniors and audit committee / process owners
• Entire audit to be carried out in audit system ensuring all steps are followed including proper workflow & documentation standards
• Open points follow up & tracking post audit and implementation testing
• Proactive in bringing to the knowledge of seniors, any significant observation noted during the course of the audit with multi-tasking abilities
• Regular interaction / liaising with other functions/process owners; keeping abreast with all the developments happening in the company; similarly keeping abreast with all the regulatory and technological changes/developments happening in the industry
• Identification of risk metrics / patterns that require continuous monitoring and working jointly with seniors and the data analytics team to get them developed in the form of system

Job Requirements

• CA / MBA (Preferably CA)
• Min 2-5 years of experience with prior experience in the field of Audit / Risk / Credit in Banking / NBFC domain
• Prior experience of risk-based audit would be preferred, however good underwriting experience (Retail, Rural, Commercial, etc) could also be considered
• Overall knowledge & experience of Banks / NBFCs operate, the objectives and linkages of different functions and the key risks embedded in core business processes is a must
• Good listening and analytical skills
• Eye for detail
• Good Communication & Interpersonal skill