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Account Transfers Deliver & Receive Exception Processing Analyst- US
Stock Market Trading Asset & Wealth Management
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Job Description
- Your role
- Processing daily ACAT (Deliver and Receive) transfers to ensure completeness and accuracy of the reports.
- Handling rejects that did not transition smoothly due to mismatches between contra firm and UBS within market deadlines.
- Supporting new FAs coming over via new recruits function to ensure their client accounts transition correctly.
- Providing prompt and accurate responses to systemic requests from Client Branches and email inquiries for broker dealer firms.
- Identifying issues and escalating them to the right stakeholders in a timely manner to avoid any financial or firm risk.
- Participating in team meetings to share best practices and volume trends.
- Maintaining up-to-date knowledge of regulatory requirements and industry best practices.
- Ensuring Standard Operating Procedures (SOPs) are up to date and reviewed on an ongoing basis.
- A Bachelor's degree in finance, Business Administration, or a related field.
- The ability to multi-task and interact with multiple clients and business partners simultaneously.
- High motivation and quick learning ability in a pressured environment.
- Strong teamwork skills.
- Attention to detail and the ability to work under pressure.
- Proficiency in Microsoft Office Suite, particularly Excel.
- Strong interpersonal skills.
- Flexibility to work night shifts.
As an Authorized Officer of Account Transfers at UBS Financial Services Inc., your primary responsibilities will include:
Your expertise
To excel in this role, you will need:
About us
UBS Financial Services Inc. is a leading firm in the financial services industry, dedicated to providing exceptional wealth management services and innovative solutions to clients worldwide. As the world's largest truly global wealth manager, UBS operates through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and the Investment Bank. With a presence in over 50 countries, UBS stands out for its global reach and expertise.
Join us
At UBS, we value our people and their diverse skills, experiences, and backgrounds that drive our success. We offer a supportive team, opportunities for growth, and flexible working options. Our inclusive culture fosters collaboration and empowers employees at every stage of their career journey. UBS is committed to disability inclusion, and we provide reasonable accommodations throughout the recruitment process upon request.,
Skills
AccountsFinanceFinancial ServicesAccount TransfersMicrosoft Office SuiteInterpersonal SkillsWealth ManagementRegulatory RequirementsIf a job posting appears fraudulent, asks for payment, contains misleading information, or violates our guidelines, please report it immediately. Our team will review it promptly, Jobaaj does not charge any fee from the applicants.
About Company
UBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. UBS Group AG is a multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centres as the largest Swiss banking institution and the largest private bank in the world. UBS is a global firm providing financial services in over 50 countries. Visit our site to find out what we offer in the United States of America.
From gaining new experiences in different roles to acquiring fresh knowledge and skills – at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people – with their unique backgrounds, skills, experience levels and interests – who drive our ongoing success. Ready to be part of #teamUBS and make an impact? Find out more at ubs.com/careers. UBS works with individuals, families, institutions, and corporations around the world to help answer some of life's questions – whether through award-winning wealth management advisory, investment banking and asset management expertise, or private and corporate banking services in Switzerland. With more than 71,000 colleagues around the world, we collaborate across all major financial centers in 50 countries. Although we all come from different backgrounds and specializations, two things unite us: the conviction that we’re stronger together, and the will and curiosity to constantly innovate. That’s the key to us unlocking our full potential (and what we look for in everyone who joins us). It’s also why we’re regularly recognized as an attractive employer.
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