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Job Description
- Role Overview:
- Perform Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per internal methodology to agreed deadlines
- Maintain high quality testing documentation
- Address and clear any review points raised through Quality Assurance (QA) review in a timely manner
- Escalate any potential testing issues / exceptions to appropriate teams and record issues in the issues logs timely and accurately
- Support Control Owners, onshore Process Owners, and Operational Risk Controllers in understanding reported control deficiencies and related risks
- Provide timely updates to the testing progress status tracker and stream leads
- Share and maintain knowledge
- 3+ years of experience in operational controls, financial reporting controls, or internal control areas (preferably within the financial services industry or professional services firms)
- University degree or equivalent qualification (preferably in Accounting, Finance, or similar)
- Experience performing tests of controls including SOX specific testing (preferable)
- Very good written and spoken English
- ACCA/CIA or equivalent audit or accounting qualification would be an asset
As a member of the Compliance & Operational Risk Control (C&ORC) Business Control Assurance team at UBS in Pune or Mumbai, India, you will be responsible for performing Design Effectiveness (DE) and Operating Effectiveness (OE) testing in accordance with internal methodology. Your role will involve maintaining high-quality testing documentation, addressing review points raised through Quality Assurance (QA) review, and escalating any potential testing issues to appropriate teams.
Key Responsibilities:
Qualifications Required:
About UBS:
UBS is the world's largest and the only truly global wealth manager, operating through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and the Investment Bank. With a presence in all major financial centers in more than 50 countries, UBS offers a diverse and inclusive work environment where collaboration and diversity are valued.
Join UBS:
UBS values its people and is dedicated to providing new challenges, a supportive team, opportunities for growth, and flexible working options. The inclusive culture at UBS fosters collaboration and emphasizes the importance of working together. If you require reasonable accommodation/adjustments throughout the recruitment process, UBS is committed to disability inclusion and encourages you to contact them.
Disclaimer / Policy Statements:
UBS is an Equal Opportunity Employer that respects and seeks to empower each individual within its workforce. The company supports diverse cultures, perspectives, skills, and experiences to create an inclusive work environment.,
Skills
Quality AssuranceDeadline ManagementSpoken EnglishQuality AssuranceOperational ControlsWritten CommunicationResultOrientedSynthesizing SkillsAnalytical SkillsTenacityDiplomacyOperating EffectivenessFinancial Reporting ControlsInternal ControlPeople SkillsProblemSolving SkillsRelationship BuildingSOX AuditOrganising SkillsSOX Specific TestingClosure SkillsDesign EffectivenessIf a job posting appears fraudulent, asks for payment, contains misleading information, or violates our guidelines, please report it immediately. Our team will review it promptly, Jobaaj does not charge any fee from the applicants.
About Company
UBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. UBS Group AG is a multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centres as the largest Swiss banking institution and the largest private bank in the world. UBS is a global firm providing financial services in over 50 countries. Visit our site to find out what we offer in the United States of America.
From gaining new experiences in different roles to acquiring fresh knowledge and skills – at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people – with their unique backgrounds, skills, experience levels and interests – who drive our ongoing success. Ready to be part of #teamUBS and make an impact? Find out more at ubs.com/careers. UBS works with individuals, families, institutions, and corporations around the world to help answer some of life's questions – whether through award-winning wealth management advisory, investment banking and asset management expertise, or private and corporate banking services in Switzerland. With more than 71,000 colleagues around the world, we collaborate across all major financial centers in 50 countries. Although we all come from different backgrounds and specializations, two things unite us: the conviction that we’re stronger together, and the will and curiosity to constantly innovate. That’s the key to us unlocking our full potential (and what we look for in everyone who joins us). It’s also why we’re regularly recognized as an attractive employer.
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