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Job Description
What role you will play in team: You will be part of a team ensuring adherence to regulatory standards within the financial services industry.
What you will do: You will monitor compliance activities, investigate potential violations, and provide training on regulatory matters.
Key responsibility:
- Monitoring adherence to relevant regulations and internal policies.
- Conducting regular compliance reviews and audits.
- Investigating potential compliance breaches and recommending corrective actions.
- Developing and delivering compliance training programs.
- Maintaining accurate compliance records and documentation.
- Responding to regulatory inquiries and requests.
- Staying informed on changes in regulatory requirements.
Required Qualification and Skills:
- Bachelor's degree in law, finance, or a related field.
- 0-1 years of experience in financial services compliance.
- Strong understanding of relevant regulations (e.g., SEBI, RBI).
- Excellent analytical and problem-solving skills.
- Strong written and verbal communication skills.
- Ability to work independently and as part of a team.
Benefits Included:
- Competitive salary and benefits package.
- Opportunities for professional growth.
- A challenging and rewarding work environment.
- Comprehensive health insurance.
- Paid time off.
- Retirement plan.
A Day in the Life: A typical day may involve reviewing transactions for compliance, conducting compliance training sessions, or responding to regulatory inquiries.
Skills
ComplianceRegulationsAuditingFinancial ServicesSEBIRBITrainingInvestigationIf a job posting appears fraudulent, asks for payment, contains misleading information, or violates our guidelines, please report it immediately. Our team will review it promptly, Jobaaj does not charge any fee from the applicants.
About Company
UBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. UBS Group AG is a multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centres as the largest Swiss banking institution and the largest private bank in the world. UBS is a global firm providing financial services in over 50 countries. Visit our site to find out what we offer in the United States of America.
From gaining new experiences in different roles to acquiring fresh knowledge and skills – at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people – with their unique backgrounds, skills, experience levels and interests – who drive our ongoing success. Ready to be part of #teamUBS and make an impact? Find out more at ubs.com/careers. UBS works with individuals, families, institutions, and corporations around the world to help answer some of life's questions – whether through award-winning wealth management advisory, investment banking and asset management expertise, or private and corporate banking services in Switzerland. With more than 71,000 colleagues around the world, we collaborate across all major financial centers in 50 countries. Although we all come from different backgrounds and specializations, two things unite us: the conviction that we’re stronger together, and the will and curiosity to constantly innovate. That’s the key to us unlocking our full potential (and what we look for in everyone who joins us). It’s also why we’re regularly recognized as an attractive employer.
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