Compliance Officer

Department Icon Risk Management & Compliance
Posted: 1 year ago
1-2 years
Mumbai
Risk Management & Compliance
Work From Home
Full Time
Upto ₹0 - ₹0

Posted: 1 year ago
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Job Description

What role you will play in team: You will ensure adherence to regulatory requirements and internal policies, safeguarding the bank's reputation and minimizing legal risks.

What you will do: You'll monitor transactions, conduct investigations, and provide compliance training.

Key responsibility:

  • Monitoring transactions for suspicious activity
  • Conducting investigations into potential compliance breaches
  • Developing and delivering compliance training programs
  • Maintaining compliance documentation and records
  • Staying current on regulatory changes and best practices
  • Advising business units on compliance matters

Required Qualification and Skills:

  • Bachelor's degree in law, finance, or a related field
  • 1-2 years of experience in compliance
  • Strong understanding of financial regulations
  • Excellent communication and interpersonal skills
  • Ability to work independently and as part of a team

Benefits Included:

  • Competitive salary and benefits
  • Professional development opportunities
  • International work environment
  • Health insurance
  • Paid time off

A Day in the Life: A typical day will involve monitoring transactions, conducting investigations, and providing compliance advice to colleagues.

Skills

ComplianceFinancial RegulationsInvestigationsAMLKYC

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About Company

UBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. UBS Group AG is a multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centres as the largest Swiss banking institution and the largest private bank in the world. UBS is a global firm providing financial services in over 50 countries. Visit our site to find out what we offer in the United States of America.

From gaining new experiences in different roles to acquiring fresh knowledge and skills – at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people – with their unique backgrounds, skills, experience levels and interests – who drive our ongoing success. Ready to be part of #teamUBS and make an impact? Find out more at ubs.com/careers. UBS works with individuals, families, institutions, and corporations around the world to help answer some of life's questions – whether through award-winning wealth management advisory, investment banking and asset management expertise, or private and corporate banking services in Switzerland. With more than 71,000 colleagues around the world, we collaborate across all major financial centers in 50 countries. Although we all come from different backgrounds and specializations, two things unite us: the conviction that we’re stronger together, and the will and curiosity to constantly innovate. That’s the key to us unlocking our full potential (and what we look for in everyone who joins us). It’s also why we’re regularly recognized as an attractive employer.

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