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Job Description
- As a Settlement Manager at UBS in Pune, India, your primary responsibilities will include:
- Supervising a team of 10-15 staff members in the Pune office
- Managing UBS FSI's Securities Settlements processes and controls
- Demonstrating knowledge and compliance with Regulatory rules such as 15c3-3 Possession or Control, Reg SHO, MSRB rules, etc.
- Collaborating across UBS Divisions and with key vendors to implement mandatory industry-driven changes and strategic initiatives
- 7-8 years of industry experience
- Knowledge of DTC, FED, and International Market Settlements
- Experience in Fails Management and Asset Control
- Familiarity with FINRA and MSRB rules relevant to Securities Operations
- Understanding of Stock Borrow / Loan and Buy-Ins Management
Your expertise should include:
UBS is the world's largest global wealth manager with a presence in over 50 countries. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and the Investment Bank.
At UBS, we value diversity, equity, and inclusion, and are committed to fostering an inclusive culture that brings value to our clients. We offer new challenges, a supportive team, opportunities for growth, and flexible working options. Collaboration is at the heart of everything we do because together, we are more than ourselves.
UBS is an Equal Opportunity Employer that respects and empowers individuals from diverse backgrounds and cultures. If you require reasonable accommodation/adjustments during our recruitment process, feel free to contact us.,
Skills
ManagementInternational Market SettlementsMSRB RulesStock Borrow LoanFINRAFEDBuyIns ManagementFails ManagementDTCAsset ControlIf a job posting appears fraudulent, asks for payment, contains misleading information, or violates our guidelines, please report it immediately. Our team will review it promptly, Jobaaj does not charge any fee from the applicants.
About Company
UBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. UBS Group AG is a multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centres as the largest Swiss banking institution and the largest private bank in the world. UBS is a global firm providing financial services in over 50 countries. Visit our site to find out what we offer in the United States of America.
From gaining new experiences in different roles to acquiring fresh knowledge and skills – at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people – with their unique backgrounds, skills, experience levels and interests – who drive our ongoing success. Ready to be part of #teamUBS and make an impact? Find out more at ubs.com/careers. UBS works with individuals, families, institutions, and corporations around the world to help answer some of life's questions – whether through award-winning wealth management advisory, investment banking and asset management expertise, or private and corporate banking services in Switzerland. With more than 71,000 colleagues around the world, we collaborate across all major financial centers in 50 countries. Although we all come from different backgrounds and specializations, two things unite us: the conviction that we’re stronger together, and the will and curiosity to constantly innovate. That’s the key to us unlocking our full potential (and what we look for in everyone who joins us). It’s also why we’re regularly recognized as an attractive employer.
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