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Job Description
:
We are seeking an experienced Compliance Officer to oversee regulatory compliance for our Alternative Investment Fund (AIF) business. The role will ensure adherence to SEBI regulations, manage compliance frameworks, regulatory filings, and support governance across fund operations.
Key Responsibilities:
- Ensure compliance with SEBI AIF Regulations and other applicable laws.
- Act as the Fund Compliance Officer, overseeing periodic fund compliances, regulatory filings, disclosures, and reporting.
- Liaise and coordinate with key stakeholders, including Trustees, Custodians, RTAs, SEBI, auditors, legal advisors, and other service providers.
- Monitor regulatory developments and strengthen compliance policies, procedures, and internal controls.
- Support regulatory inspections, audits, and compliance monitoring activities.
- Provide legal and compliance support to other group entities, including commercial contracts, vendor and client agreements, NDAs, mandates, representations, and dispute resolution matters.
- Support broader governance, risk, and compliance initiatives across the group.
Preferred Profile:
- Law graduate (LLB/LLM preferred).
- 7+ years of experience in compliance, legal, or regulatory roles within financial services.
- Strong understanding of SEBI regulations, AIFs, PMS, AMC, or fund structures.
- Excellent stakeholder management and communication skills.
Location: Delhi/ Mumbai
Joining: Immediate preferred
Candidates with relevant SEBI compliance certifications or eligibility to meet SEBI requirements will be preferred.
Skills
LLBLLMRegulatory ComplianceLegal Jobs In BFSIComplianceAgreementsCommercial ContractsContractsLegalLawLlmReportingIf a job posting appears fraudulent, asks for payment, contains misleading information, or violates our guidelines, please report it immediately. Our team will review it promptly, Jobaaj does not charge any fee from the applicants.
About Company
A global Financial Service Company head quartered in New Delhi, India. It provide services in the areas of Investment Banking, Project Finance, Fund Raising, Private Equity, Syndication, Merger & Acquisition and Corporate Finance Advisory with Domestic and Overseas partners. Since inception in 2011, Unified Vision Capital has already made successful exposure in Infrastructure, Manufacturing, FMCG, Logistics, IT, Pharmaceuticals, Energy, Telecom, Shipping, Hospitality and Education Sector. Committed to its core values, Unified Vision Capital has since evolved from a boutique player to the premier independent global professional services company with a reputation for providing bouquet of financial services under one roof and value-creation to underperforming and robust companies across the industry spectrum. Unified Vision Capital is unified through a shared commitment for impeccable quality service, highly integrated service delivery processes and a common set of core values and management philosophies that guide their decisions.
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