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Job Description
What role you will play in team: You will be responsible for ensuring compliance with all relevant regulations and internal policies, mitigating operational and reputational risks.
What you will do: You will monitor compliance, conduct risk assessments, and implement controls to maintain a robust compliance program.
Key responsibility:
- Developing and implementing compliance policies and procedures.
- Monitoring compliance with relevant regulations and internal policies.
- Conducting risk assessments to identify and mitigate operational and reputational risks.
- Developing and implementing internal controls to mitigate risks.
- Preparing reports on compliance activities and risk assessments.
- Maintaining up-to-date knowledge of relevant regulations and industry best practices.
Required Qualification and Skills:
- Bachelor's degree in finance, law, or a related field.
- Strong understanding of regulatory compliance requirements within the BFSI sector.
- Experience in risk management and compliance.
- Excellent communication and report writing skills.
- Strong organizational and time management skills.
Benefits Included:
- Competitive salary and benefits.
- Professional development opportunities.
- Collaborative and dynamic team environment.
- Challenging and rewarding work.
A Day in the Life: A day involves reviewing regulatory updates, conducting risk assessments, implementing controls and preparing reports.
Skills
Risk ManagementComplianceRegulatory ComplianceInternal ControlsRisk AssessmentReport WritingIf a job posting appears fraudulent, asks for payment, contains misleading information, or violates our guidelines, please report it immediately. Our team will review it promptly, Jobaaj does not charge any fee from the applicants.
About Company
Yes Securities, a subsidiary of Yes Bank, is a prominent financial service provider in India. It offers a comprehensive range of services, including investment banking, institutional equities, retail broking, and wealth management. Yes Securities leverages its strong research capabilities and innovative technology to provide insightful financial solutions and advisory services to its clients. The firm caters to both individual and corporate clients, helping them achieve their financial goals through tailored investment strategies and financial planning.
Important dates & deadlines?
Application Deadline
11 Aug 25, 11:29 AM IST
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