Senior Manager/Assistant Vice President - Corporate Secretarial

Department Icon Legal & Regulatory
Posted: 5 months ago
7-12 years
Mumbai
Legal & Regulatory
work from office
Full Time

Posted: 5 months ago
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Job Description

Description:

  • Provide support to Corporate Secretarial function across Multiples group entities, including the Investment Manager, Trustee, section 8 and other group companies, with oversight of Board processes such as agendas, notes, minutes, resolutions, and statutory registers prepared by the team.
  • Proactively track regulatory and legislative developments (including SEBI AIF Regulations, SEBI regulations applicable to intermediaries, PMS, and corporate laws), prepare impact assessments, and drive timely implementation through structured action plans.
  • Ensure effective implementation of the PIT framework, including monitoring, disclosures, and periodic training programs for employees and designated persons.
  • Lead the implementation of compliance programs and internal policies across company and group entities, working closely with relevant departments to ensure ownership, accountability, and adherence.
  • Drive the design and implementation of technology-enabled compliance and governance solutions, including digitisation and automation initiatives across the company and portfolio companies, with a focus on scalability, controls, and regulatory robustness.
  • Oversee CSR governance, including monitoring CSR expenditure, Annual Action Plans, reporting, and end-to-end compliance across group companies.
  • Leading/Execution of special projects with team/ experts like framework under DPDP Act, Cyber security and cyber resilience, AI Project etc
  • Draft and assist in the preparation and submission of CCI applications, working closely with external legal counsel and transaction teams in connection with strategic investments

Skills

CSRegulatory ComplianceGovernanceLegalLegal CounselReporting

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