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Job Description
:
Corporate Secretarial & Regulatory Compliance:
- Provide support to Corporate Secretarial function across Multiples group entities, including the Investment Manager, Trustee, section 8 and other group companies, with oversight of Board processes such as agendas, notes, minutes, resolutions, and statutory registers prepared by the team.
- Proactively track regulatory and legislative developments (including SEBI AIF Regulations, SEBI regulations applicable to intermediaries, PMS, and corporate laws), prepare impact assessments, and drive timely implementation through structured action plans.
- Ensure effective implementation of the PIT framework, including monitoring, disclosures, and periodic training programs for employees and designated persons.
- Lead the implementation of compliance programs and internal policies across company and group entities, working closely with relevant departments to ensure ownership, accountability, and adherence.
- Drive the design and implementation of technology-enabled compliance and governance solutions, including digitisation and automation initiatives across the company and portfolio companies, with a focus on scalability, controls, and regulatory robustness.
- Oversee CSR governance, including monitoring CSR expenditure, Annual Action Plans, reporting, and end-to-end compliance across group companies.
- Leading/ Execution of special projects with team/ experts like framework under DPDP Act, Cyber security and cyber resilience, AI Project etc
- Draft and assist in the preparation and submission of CCI applications, working closely with external legal counsel and transaction teams in connection with strategic investments
Governance of Portfolio Companies:
- Lead the induction and institutionalisation of best-in-class governance practices across portfolio companies, aligned with investor expectations, regulatory requirements, and global governance benchmarks.
- Draft, customise, and implement tailored governance frameworks for portfolio companies, calibrated to the companys size, stage of growth, sector, ownership structure, and applicable regulatory landscape.
- Monitor and ensure compliance with shareholder agreements and investment-related obligations by portfolio companies.
- Drive and oversee mergers, amalgamations, and schemes of arrangement across portfolio companies, coordinating with internal stakeholders, advisors, and regulators to ensure seamless execution and compliance.
- Conceptualise and organise knowledge-sharing forums and governance sessions for portfolio companies, including interactions with industry veterans and subject-matter experts on contemporary governance and boardroom themes.
- Assist in preparing Compliance and Governance Playbooks and handbooks on various compliance and governance related topics
Skills
Regulatory ComplianceCSGovernanceAgreementsLegalLegal CounselReportingIf a job posting appears fraudulent, asks for payment, contains misleading information, or violates our guidelines, please report it immediately. Our team will review it promptly, Jobaaj does not charge any fee from the applicants.
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