Senior Manager/Director - Securities Settlements - Banking & Finance
Risk Management & Compliance
An AI agent that applies to roles like this on employers' own sites. 25 applications free, no card needed.
Posted over 15 days ago, so the role may have closed. Confirm on the employer's page when you apply, or see similar jobs.
Job Description
Role Overview :
We are seeking a seasoned leader to spearhead our Equity Settlements division within a premier global financial institution in Mumbai. In this high-impact role, you will oversee the end-to-end trade lifecycle, ensuring seamless settlement processes across global markets while mitigating operational risk. You will act as a strategic partner to senior stakeholders, including front-office trading desks, global custodians, and regulatory bodies, to drive operational excellence. By leading large-scale, cross-functional teams, you will champion process transformation and digital integration, directly influencing the firm's ability to scale operations and maintain market integrity in a complex, high-velocity trading environment.
Must-have skills:
- Securities Settlements - Equity Settlements: strong end-to-end ownership
- Post-Trade - Settlement Lifecycle: trade capture - matching - confirmation - settlement - fails - reconciliation
- Global Markets Operations: preferably exposure to multiple international markets
- Settlement Infrastructure: CSDs, custodians, clearing houses, settlement platforms
- Risk & Controls: operational risk, controls, governance, regulatory compliance
- STP - Automation: process automation, exception reduction, operational efficiency
- Leadership: large/global teams, senior stakeholder management, transformation ownership
- Market Infrastructure: understanding of settlement cycles, market conventions and regulatory changes
- Transformation - Digitization: process re-engineering, data/analytics, technology-led transformation
- Financial Instruments: strong understanding of equities and preferably broader securities products
Strongly preferred:
- T+1 - settlement-cycle transformation
- Custodian - CSD experience
- DTCC - Euroclear - Clearstream - CREST - local CSD exposure
- Settlement fails - penalties - buy-ins
- SWIFT - ISO 20022
- AI/ML or advanced automation in Operations
- Dashboarding - MI - data analytics
- API - system integration
- Blockchain - DLT exposure
- Global stakeholder management across EMEA/APAC/US
Skills
Banking OperationsTrade OperationsSettlementsRisk ManagementComplianceRegulatory ComplianceRegulatoryOperational RiskIf a job posting appears fraudulent, asks for payment, contains misleading information, or violates our guidelines, please report it immediately. Our team will review it promptly, Jobaaj does not charge any fee from the applicants.
Similar Jobs
View all
New Risk Management & Compliance roles in Mumbai.
One email a day. Unsubscribe any time.
